Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
25,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
25,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
27,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
15,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
7,500 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
16,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
27,705 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
49,245 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
32,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
67,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
18,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
14,010 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Janet Dorling
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
67,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Janet Dorling
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
14,010 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Janet Dorling
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
55,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Janet Dorling
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
25,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harish Shantharam
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
360,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harish Shantharam
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
74,750 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harish Shantharam
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
20,125 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
97,222 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
112,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
225,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
300,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
15,000 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
31,938 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
91,666 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
51,750 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
44,084 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
118,625 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
146,875 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
172,891 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
328,299 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Eric Lefebvre
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
25,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Eric Lefebvre
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
14,010 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Eric Lefebvre
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
115,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
9,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
30,000 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Klara A. Dickinson
|
Chief Regulatory Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
66,500 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
328,299 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
138,312 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
100,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
200,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
21,000 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Klara A. Dickinson
|
Chief Regulatory Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
78,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
215,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
175,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
9,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
9,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
9,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
14,010 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
90,000 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
25,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
67,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
32,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
49,245 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
27,705 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
16,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
7,500 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
15,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Thomas G. Wiggans
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
25,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Thomas G. Wiggans
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
80,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Thomas G. Wiggans
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
67,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Thomas G. Wiggans
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
14,010 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
15,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
14,010 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
25,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
67,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
32,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
49,245 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
27,705 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
16,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
7,500 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
30,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
105,625 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
215,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
107,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
22,167 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
233,176 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
28,438 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
41,824 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
621,101 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
90,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
47,916 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
50,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
39,375 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
88,351 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
96,250 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
310,420 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
357,500 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
800,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
649,999 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
284,712 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
536,032 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
314,120 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
22 Mar 2024 |
146,875 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
41,824 |
8,872
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.89 per share. |
13 Mar 2024 |
41,824 |
70,262
(0%)
|
0%
|
7.9 |
329,991
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
2,288 |
12,845
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
22,076 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
14,372 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
3,125 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
18,899 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
52,084 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
14,625 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
11,649 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.00 per share. |
13 Mar 2024 |
1 |
406,670
(0%)
|
0%
|
3 |
3
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.78 per share. |
13 Mar 2024 |
2,288 |
406,669
(0%)
|
0%
|
5.8 |
13,225
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.05 per share. |
13 Mar 2024 |
22,076 |
404,381
(0%)
|
0%
|
4.1 |
89,408
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.43 per share. |
13 Mar 2024 |
14,372 |
382,305
(0%)
|
0%
|
8.4 |
121,156
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2024 |
1 |
35,799
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.69 per share. |
13 Mar 2024 |
3,125 |
367,933
(0%)
|
0%
|
11.7 |
36,531
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.21 per share. |
13 Mar 2024 |
18,899 |
364,808
(0%)
|
0%
|
9.2 |
174,060
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.72 per share. |
13 Mar 2024 |
52,084 |
345,909
(0%)
|
0%
|
1.7 |
89,584
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.06 per share. |
13 Mar 2024 |
14,625 |
293,825
(0%)
|
0%
|
1.1 |
15,503
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. |
13 Mar 2024 |
11,649 |
279,200
(0%)
|
0%
|
10 |
116,490
|
Common Stock |
Janet Dorling
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Feb 2024 |
6,000 |
55,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Janet Dorling
|
Director |
Sale of securities on an exchange or to another person at price $ 31.97 per share. |
12 Feb 2024 |
6,000 |
0
(0%)
|
0%
|
32.0 |
191,849
|
Common Stock |
Dorling Janet
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.63 per share. |
12 Feb 2024 |
6,000 |
6,000
(0%)
|
0%
|
4.6 |
27,780
|
Common Stock |
Quinlan T. Paul
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
28,438 |
28,438
(0%)
|
0%
|
|
0
|
Common Stock |
A. Klara Dickinson
|
Chief Regulatory Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
21,000 |
21,000
(0%)
|
0%
|
|
0
|
Common Stock |
Charles McWherter A.
|
President of R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
31,938 |
46,938
(0%)
|
0%
|
|
0
|
Common Stock |
Harish Shantharam
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
20,125 |
20,125
(0%)
|
0%
|
|
0
|
Common Stock |
Shantharam Harish
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
74,750 |
74,750
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Loewy M. Caroline
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
14,010 |
14,010
|
-
|
|
-
|
Stock Option (right to buy) |
Eric Lefebvre
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
14,010 |
14,010
|
-
|
|
-
|
Stock Option (right to buy) |
Thomas G. Wiggans
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
14,010 |
14,010
|
-
|
|
-
|
Stock Option (right to buy) |
Shah Sujal
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
96,250 |
267,551
(0%)
|
0%
|
|
0
|
Common Stock |
von Emster Kurt
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
14,010 |
14,010
|
-
|
|
-
|
Stock Option (right to buy) |
Klara Dickinson A.
|
Chief Regulatory Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
78,000 |
78,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Wills Robert J.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
14,010 |
14,010
|
-
|
|
-
|
Stock Option (right to buy) |
T. Quinlan Paul
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
105,625 |
105,625
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Shah Sujal
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
357,500 |
357,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
A. McWherter Charles
|
President of R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
118,625 |
118,625
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dorling Janet
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2024 |
14,010 |
14,010
|
-
|
|
-
|
Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 23.68 per share. |
19 Jan 2024 |
3,125 |
15,000
(0%)
|
0%
|
23.7 |
73,988
|
Common Stock |
McWherter Charles A.
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Jan 2024 |
8,334 |
91,666
|
-
|
|
-
|
Employee Stock Option (right to buy) |
A. McWherter Charles
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Jan 2024 |
1,916 |
44,084
|
-
|
|
-
|
Employee Stock Option (right to buy) |
A. McWherter Charles
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 23.67 per share. |
19 Jan 2024 |
2,250 |
15,000
(0%)
|
0%
|
23.7 |
53,262
|
Common Stock |
Charles McWherter A.
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Jan 2024 |
2,250 |
51,750
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Jan 2024 |
2,778 |
97,222
|
-
|
|
-
|
Employee Stock Option (right to buy) |
A. Charles McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.06 per share. |
19 Jan 2024 |
2,250 |
17,250
(0%)
|
0%
|
1.1 |
2,385
|
Common Stock |
A. McWherter Charles
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.69 per share. |
19 Jan 2024 |
3,125 |
18,125
(0%)
|
0%
|
11.7 |
36,531
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.82 per share. |
19 Jan 2024 |
1,916 |
16,916
(0%)
|
0%
|
1.8 |
3,487
|
Common Stock |
A. McWherter Charles
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.72 per share. |
19 Jan 2024 |
2,778 |
17,778
(0%)
|
0%
|
1.7 |
4,778
|
Common Stock |
Charles McWherter A.
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. |
19 Jan 2024 |
8,334 |
23,334
(0%)
|
0%
|
10 |
83,340
|
Common Stock |
McWherter A. Charles
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 23.66 per share. |
19 Jan 2024 |
1,916 |
15,000
(0%)
|
0%
|
23.7 |
45,340
|
Common Stock |
A. Charles McWherter
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 23.68 per share. |
19 Jan 2024 |
8,334 |
15,000
(0%)
|
0%
|
23.7 |
197,316
|
Common Stock |
McWherter Charles A.
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Jan 2024 |
3,125 |
146,875
|
-
|
|
-
|
Employee Stock Option (right to buy) |
McWherter Charles A.
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 23.66 per share. |
19 Jan 2024 |
2,778 |
15,000
(0%)
|
0%
|
23.7 |
65,739
|
Common Stock |
Quinlan T. Paul
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.94 per share. |
16 Jan 2024 |
5,000 |
5,000
(0%)
|
0%
|
2.9 |
14,700
|
Common Stock |
Quinlan T. Paul
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Jan 2024 |
5,000 |
107,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
T. Paul Quinlan
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 23.58 per share. |
16 Jan 2024 |
5,000 |
0
(0%)
|
0%
|
23.6 |
117,898
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 23.58 per share. |
16 Jan 2024 |
10,000 |
0
(0%)
|
0%
|
23.6 |
235,806
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.05 per share. |
16 Jan 2024 |
10,000 |
10,000
(0%)
|
0%
|
4.1 |
40,500
|
Common Stock |
Menold Daniel
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Jan 2024 |
10,000 |
135,109
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dorling Janet
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Jan 2024 |
6,000 |
61,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dorling Janet
|
Director |
Sale of securities on an exchange or to another person at price $ 23.86 per share. |
10 Jan 2024 |
6,000 |
0
(0%)
|
0%
|
23.9 |
143,144
|
Common Stock |
Janet Dorling
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.63 per share. |
10 Jan 2024 |
6,000 |
6,000
(0%)
|
0%
|
4.6 |
27,780
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 21.48 per share. |
18 Dec 2023 |
6,504 |
15,000
(0%)
|
0%
|
21.5 |
139,703
|
Common Stock |
McWherter Charles A.
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
18 Dec 2023 |
6,504 |
21,504
(0%)
|
0%
|
5 |
32,520
|
Common Stock |
McWherter A. Charles
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Dec 2023 |
3,890 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
McWherter Charles A.
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 21.49 per share. |
18 Dec 2023 |
4,828 |
15,000
(0%)
|
0%
|
21.5 |
103,738
|
Common Stock |
McWherter Charles A.
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Dec 2023 |
6,504 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
McWherter Charles A.
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
18 Dec 2023 |
4,828 |
19,828
(0%)
|
0%
|
5 |
24,140
|
Common Stock |
McWherter A. Charles
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Dec 2023 |
704 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
McWherter A. Charles
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Dec 2023 |
234 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Quinlan T. Paul
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.94 per share. |
15 Dec 2023 |
5,000 |
5,000
(0%)
|
0%
|
2.9 |
14,700
|
Common Stock |
Menold Daniel
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 21.98 per share. |
15 Dec 2023 |
10,000 |
0
(0%)
|
0%
|
22.0 |
219,847
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 21.98 per share. |
15 Dec 2023 |
5,000 |
0
(0%)
|
0%
|
22.0 |
109,903
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.43 per share. |
15 Dec 2023 |
11,497 |
11,497
(0%)
|
0%
|
8.4 |
96,920
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Dec 2023 |
10,000 |
145,109
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Dec 2023 |
11,497 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.05 per share. |
15 Dec 2023 |
10,000 |
10,000
(0%)
|
0%
|
4.1 |
40,500
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 21.99 per share. |
15 Dec 2023 |
11,497 |
0
(0%)
|
0%
|
22.0 |
252,799
|
Common Stock |
Paul Quinlan T.
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Dec 2023 |
5,000 |
112,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dorling Janet
|
Director |
Sale of securities on an exchange or to another person at price $ 20.07 per share. |
11 Dec 2023 |
6,000 |
0
(0%)
|
0%
|
20.1 |
120,422
|
Common Stock |
Shah Sujal
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 19.99 per share. |
11 Dec 2023 |
63,975 |
171,301
(0%)
|
0%
|
20.0 |
1,278,649
|
Common Stock |
Janet Dorling
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Dec 2023 |
6,000 |
67,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Dec 2023 |
12,973 |
0
|
-
|
|
-
|
Stock Appreciation Right |
Shah Sujal
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Dec 2023 |
31,036 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Shah Sujal
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
11 Dec 2023 |
63,975 |
235,276
(0%)
|
0%
|
5 |
319,875
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Dec 2023 |
20,856 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
11 Dec 2023 |
890 |
172,191
(0%)
|
0%
|
5 |
4,450
|
Common Stock |
Janet Dorling
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.63 per share. |
11 Dec 2023 |
6,000 |
6,000
(0%)
|
0%
|
4.6 |
27,780
|
Common Stock |
Shah Sujal
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 20.81 per share. |
11 Dec 2023 |
890 |
171,301
(0%)
|
0%
|
20.8 |
18,521
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.94 per share. |
15 Aug 2023 |
5,000 |
5,000
(0%)
|
0%
|
2.9 |
14,700
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Aug 2023 |
5,000 |
180,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 11.91 per share. |
15 Aug 2023 |
5,000 |
0
(0%)
|
0%
|
11.9 |
59,551
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. |
15 Aug 2023 |
7,000 |
7,000
(0%)
|
0%
|
10 |
70,000
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.06 per share. |
15 Aug 2023 |
8,500 |
8,500
(0%)
|
0%
|
1.1 |
9,010
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Aug 2023 |
7,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Aug 2023 |
8,500 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 12.35 per share. |
09 Aug 2023 |
20,945 |
0
(0%)
|
0%
|
12.4 |
258,744
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Aug 2023 |
6,486 |
0
|
-
|
|
-
|
Stock Appreciation Right |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Aug 2023 |
14,459 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
09 Aug 2023 |
20,945 |
20,945
(0%)
|
0%
|
5 |
104,725
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 11.43 per share. |
18 Jul 2023 |
21,749 |
15,000
(0%)
|
0%
|
11.4 |
248,519
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Jul 2023 |
6,506 |
32,528
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Jul 2023 |
3,892 |
19,458
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Jul 2023 |
236 |
1,178
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Jul 2023 |
708 |
3,536
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Jul 2023 |
10,407 |
31,209
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
18 Jul 2023 |
21,749 |
36,749
(0%)
|
0%
|
5 |
108,745
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 11.81 per share. |
14 Jul 2023 |
5,000 |
0
(0%)
|
0%
|
11.8 |
59,050
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Jul 2023 |
5,000 |
185,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.94 per share. |
14 Jul 2023 |
5,000 |
5,000
(0%)
|
0%
|
2.9 |
14,700
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 10.05 per share. |
30 Jun 2023 |
5,000 |
0
(0%)
|
0%
|
10.1 |
50,250
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2023 |
5,000 |
190,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.94 per share. |
30 Jun 2023 |
5,000 |
5,000
(0%)
|
0%
|
2.9 |
14,700
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
20 Jun 2023 |
21,749 |
36,749
(0%)
|
0%
|
5 |
108,745
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 8.16 per share. |
20 Jun 2023 |
21,749 |
15,000
(0%)
|
0%
|
8.2 |
177,383
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Jun 2023 |
10,407 |
41,616
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Jun 2023 |
708 |
4,244
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Jun 2023 |
236 |
1,414
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Jun 2023 |
3,892 |
23,350
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Jun 2023 |
6,506 |
39,034
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harish Shantharam
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2023 |
360,000 |
360,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 May 2023 |
6,506 |
45,540
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 May 2023 |
3,892 |
27,242
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 May 2023 |
236 |
1,650
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 May 2023 |
708 |
4,952
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 May 2023 |
10,407 |
52,023
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
18 May 2023 |
21,749 |
36,749
(0%)
|
0%
|
5 |
108,745
|
Common Stock |
Charles A. McWherter
|
President of R&D |
Sale of securities on an exchange or to another person at price $ 9.08 per share. |
18 May 2023 |
21,749 |
15,000
(0%)
|
0%
|
9.1 |
197,387
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 10.37 per share. |
15 May 2023 |
5,000 |
0
(0%)
|
0%
|
10.4 |
51,831
|
Common Stock |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 May 2023 |
5,000 |
195,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.94 per share. |
15 May 2023 |
5,000 |
5,000
(0%)
|
0%
|
2.9 |
14,700
|
Common Stock |
Dennis D. Kim
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 8.98 per share. |
13 Apr 2023 |
7,781 |
20,000
(0%)
|
0%
|
9.0 |
69,880
|
Common Stock |
Dennis D. Kim
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Apr 2023 |
112,219 |
169,900
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dennis D. Kim
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Apr 2023 |
7,781 |
282,119
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dennis D. Kim
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 9.54 per share. |
13 Apr 2023 |
112,219 |
20,000
(0%)
|
0%
|
9.5 |
1,070,536
|
Common Stock |
Dennis D. Kim
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.37 per share. |
13 Apr 2023 |
112,219 |
132,219
(0%)
|
0%
|
4.4 |
490,397
|
Common Stock |
Dennis D. Kim
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.37 per share. |
13 Apr 2023 |
7,781 |
27,781
(0%)
|
0%
|
4.4 |
34,003
|
Common Stock |
Dennis D. Kim
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Mar 2023 |
100 |
289,900
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dennis D. Kim
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 8.99 per share. |
28 Mar 2023 |
100 |
20,000
(0%)
|
0%
|
9.0 |
899
|
Common Stock |
Dennis D. Kim
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.37 per share. |
28 Mar 2023 |
100 |
20,100
(0%)
|
0%
|
4.4 |
437
|
Common Stock |
Klara A. Dickinson
|
Chief Regulatory Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
215,000 |
215,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Thomas G. Wiggans
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Lewis J. Stuart
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
215,000 |
215,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dennis D. Kim
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
180,000 |
180,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
215,000 |
215,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
800,000 |
800,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
President of R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
300,000 |
300,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Eric Lefebvre
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Wills
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Janet Dorling
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 1.95 per share. |
06 Jun 2022 |
51,301 |
171,301
(0%)
|
0%
|
2.0 |
100,037
|
Common Stock |
Eric Lefebvre
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2022 |
115,000 |
115,000
|
-
|
|
-
|
Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
175,000 |
175,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
67,000 |
67,000
|
-
|
|
-
|
Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
67,000 |
67,000
|
-
|
|
-
|
Stock Option (right to buy) |
Lewis J. Stuart
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
116,667 |
116,667
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dennis D. Kim
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
133,333 |
133,333
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
650,000 |
650,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
225,000 |
225,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
67,000 |
67,000
|
-
|
|
-
|
Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Janet Dorling
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jan 2022 |
67,000 |
67,000
|
-
|
|
-
|
Stock Option (right to buy) |
Dennis D. Kim
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 3.04 per share. |
19 Jan 2022 |
20,000 |
20,000
(0%)
|
0%
|
3.0 |
60,800
|
Common Stock |
Janet Dorling
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Apr 2021 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2021 |
66,500 |
66,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2021 |
32,000 |
32,000
|
-
|
|
-
|
Stock Option (right to buy) |
Caroline M. Loewy
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2021 |
32,000 |
32,000
|
-
|
|
-
|
Stock Option (right to buy) |
Paul F. Truex
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2021 |
32,000 |
32,000
|
-
|
|
-
|
Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2021 |
22,167 |
22,167
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2021 |
287,000 |
287,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2021 |
112,000 |
112,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2021 |
32,000 |
32,000
|
-
|
|
-
|
Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2021 |
42,000 |
42,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Oct 2020 |
275,000 |
275,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Klara A. Dickinson
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2020 |
328,299 |
328,299
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kurt von Emster
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2020 |
49,245 |
49,245
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kurt von Emster
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2020 |
49,245 |
49,245
|
-
|
|
-
|
Stock Option (Right to Buy) |
Caroline M. Loewy
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2020 |
49,245 |
49,245
|
-
|
|
-
|
Stock Option (Right to Buy) |
Paul F. Truex
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2020 |
49,245 |
49,245
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sujal Shah
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2020 |
558,108 |
558,108
|
-
|
|
-
|
Stock Option (Right to Buy) |
Charles A. McWherter
|
SVP & Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2020 |
328,299 |
328,299
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert J. Wills
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2020 |
49,245 |
49,245
|
-
|
|
-
|
Stock Option (Right to Buy) |
Daniel Menold
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2020 |
180,564 |
180,564
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 4.30 per share. |
10 Oct 2019 |
5,000 |
120,000
(0%)
|
0%
|
4.3 |
21,500
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 5.50 per share. |
20 Sep 2019 |
1,900 |
111,900
(0%)
|
0%
|
5.5 |
10,450
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 5.55 per share. |
20 Sep 2019 |
3,100 |
115,000
(0%)
|
0%
|
5.6 |
17,205
|
Common Stock |
Janet Dorling
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Aug 2019 |
341,000 |
341,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 9.02 per share. |
07 Feb 2019 |
11,675 |
0
(0%)
|
0%
|
9.0 |
105,328
|
Common Stock |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Feb 2019 |
2,335 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.50 per share. |
07 Feb 2019 |
9,340 |
11,675
(0%)
|
0%
|
5.5 |
51,370
|
Common Stock |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
07 Feb 2019 |
2,335 |
2,335
(0%)
|
0%
|
5 |
11,675
|
Common Stock |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Feb 2019 |
9,340 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Klara A. Dickinson
|
Chief Regulatory Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
138,312 |
138,312
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
27,705 |
27,705
|
-
|
|
-
|
Stock option (right to buy) |
Robert F.G Booth
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
27,705 |
27,705
|
-
|
|
-
|
Stock Option (right to buy) |
Caroline M. Loewy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
27,705 |
27,705
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
27,705 |
27,705
|
-
|
|
-
|
Stock Option (right to buy) |
Pol F. Boudes
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
138,312 |
138,312
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul F. Truex
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
27,705 |
27,705
|
-
|
|
-
|
Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
86,445 |
86,445
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
328,492 |
328,492
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
Chief Science Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
172,891 |
172,891
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Evan A. Stein
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
27,705 |
27,705
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Wills
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
27,705 |
27,705
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Weiland
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
27,705 |
27,705
|
-
|
|
-
|
Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2019 |
69,156 |
69,156
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 6.54 per share. |
21 Dec 2018 |
10,000 |
110,000
(0%)
|
0%
|
6.5 |
65,399
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 7.43 per share. |
17 Dec 2018 |
53,492 |
131,036
(0%)
|
0%
|
7.4 |
397,365
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 8.17 per share. |
17 Dec 2018 |
88,889 |
184,528
(0%)
|
0%
|
8.2 |
726,223
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 9.90 per share. |
15 Oct 2018 |
5,000 |
100,000
(0%)
|
0%
|
9.9 |
49,500
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Aug 2018 |
5,000 |
14,459
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 13.00 per share. |
29 Aug 2018 |
5,000 |
0
(0%)
|
0%
|
13 |
65,000
|
Common Stock |
Daniel Menold
|
Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
29 Aug 2018 |
5,000 |
5,000
(0%)
|
0%
|
5 |
25,000
|
Common Stock |
Sujal Shah
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 10.90 per share. |
27 Jul 2018 |
5,000 |
95,000
(0%)
|
0%
|
10.9 |
54,500
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 12.51 per share. |
05 Jun 2018 |
920 |
18,316
(0%)
|
0%
|
12.5 |
11,509
|
Common Stock |
Kurt von Emster
|
None |
|
05 Jun 2018 |
2,000 |
0
|
-
|
|
-
|
Warrant (right to buy) |
Kurt von Emster
|
None |
|
05 Jun 2018 |
2,000 |
19,236
(0%)
|
0%
|
5.8 |
11,500
|
Common Stock |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
22 Mar 2018 |
2,870 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. |
22 Mar 2018 |
9,340 |
9,340
(0%)
|
0%
|
5 |
46,700
|
Common Stock |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.50 per share. |
22 Mar 2018 |
5,660 |
15,000
(0%)
|
0%
|
5.5 |
31,130
|
Common Stock |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 13.02 per share. |
22 Mar 2018 |
15,000 |
0
(0%)
|
0%
|
13.0 |
195,375
|
Common Stock |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
22 Mar 2018 |
5,660 |
9,340
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
22 Mar 2018 |
6,470 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 15.51 per share. |
05 Mar 2018 |
13,353 |
273,417
(0%)
|
0%
|
15.5 |
207,105
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 14.49 per share. |
15 Feb 2018 |
68,712 |
286,770
(0%)
|
0%
|
14.5 |
995,637
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 13.69 per share. |
14 Feb 2018 |
162,979 |
355,482
(0%)
|
0%
|
13.7 |
2,231,183
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 12.35 per share. |
07 Feb 2018 |
40,763 |
419,693
(0%)
|
0%
|
12.3 |
503,423
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 12.14 per share. |
05 Feb 2018 |
18,831 |
460,456
(0%)
|
0%
|
12.1 |
228,608
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 12.15 per share. |
01 Feb 2018 |
88,098 |
481,287
(0%)
|
0%
|
12.2 |
1,070,391
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 12.11 per share. |
01 Feb 2018 |
2,000 |
479,287
(0%)
|
0%
|
12.1 |
24,220
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 12.23 per share. |
30 Jan 2018 |
12,300 |
569,385
(1%)
|
0%
|
12.2 |
150,429
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 12.22 per share. |
30 Jan 2018 |
85,339 |
581,685
(1%)
|
0%
|
12.2 |
1,042,843
|
Common Stock |
Klara A. Dickinson
|
SVP, Regulatory and Quality |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 12.18 per share. |
24 Jan 2018 |
39,438 |
667,024
(1%)
|
0%
|
12.2 |
480,355
|
Common Stock |
Kurt von Emster
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert F.G Booth
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
Caroline M. Loewy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
Pol F. Boudes
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul F. Truex
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
250,000 |
250,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul T. Quinlan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
Chief Science Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert L. Martin
|
SVP, Nonclinical & Manuf. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Patrick J. O’Mara
|
SVP, Business Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
125,000 |
125,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Evan A. Stein
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Wills
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Weiland
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jan 2018 |
62,500 |
62,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 10.40 per share. |
22 Jan 2018 |
138,253 |
706,462
(1%)
|
0%
|
10.4 |
1,437,831
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 10.21 per share. |
18 Jan 2018 |
13,632 |
975,299
(2%)
|
0%
|
10.2 |
139,183
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 10.25 per share. |
18 Jan 2018 |
130,584 |
844,715
(1%)
|
0%
|
10.3 |
1,338,486
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 10.21 per share. |
05 Jan 2018 |
4,300 |
988,931
(2%)
|
0%
|
10.2 |
43,903
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 9.41 per share. |
22 Dec 2017 |
173,192 |
993,231
(2%)
|
0%
|
9.4 |
1,629,304
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 9.26 per share. |
10 Nov 2017 |
50,048 |
1,166,423
(2%)
|
0%
|
9.3 |
463,379
|
Common Stock |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.97 per share. |
02 Nov 2017 |
9,000 |
18,000
(0%)
|
0%
|
3.0 |
26,730
|
Common Stock |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Nov 2017 |
9,000 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Nov 2017 |
9,000 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 8.66 per share. |
02 Nov 2017 |
18,000 |
0
(0%)
|
0%
|
8.7 |
155,880
|
Common Stock |
Carl S. Goldfischer
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.72 per share. |
02 Nov 2017 |
9,000 |
9,000
(0%)
|
0%
|
1.7 |
15,480
|
Common Stock |
Charles A. McWherter
|
SVP & Chief Scientific Officer |
Purchase of securities on an exchange or from another person at price $ 8.67 per share. |
02 Nov 2017 |
300 |
10,300
(0%)
|
0%
|
8.7 |
2,601
|
Common Stock |
Charles A. McWherter
|
SVP & Chief Scientific Officer |
Purchase of securities on an exchange or from another person at price $ 8.67 per share. |
02 Nov 2017 |
4,700 |
15,000
(0%)
|
0%
|
8.7 |
40,740
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 9.25 per share. |
01 Nov 2017 |
4,320 |
1,216,471
(2%)
|
0%
|
9.3 |
39,979
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 9.27 per share. |
30 Oct 2017 |
52,573 |
1,220,791
(2%)
|
0%
|
9.3 |
487,352
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 9.26 per share. |
30 Oct 2017 |
6,636 |
1,273,364
(2%)
|
0%
|
9.3 |
61,449
|
Common Stock |
Sujal Shah
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Oct 2017 |
640,000 |
640,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 7.81 per share. |
02 Oct 2017 |
70,940 |
1,280,000
(2%)
|
0%
|
7.8 |
554,041
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 7.93 per share. |
02 Oct 2017 |
37,936 |
1,350,940
(3%)
|
0%
|
7.9 |
300,832
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 8.15 per share. |
28 Sep 2017 |
90,389 |
1,509,611
(3%)
|
0%
|
8.1 |
736,670
|
Common Stock |
Kurt von Emster
|
None |
Sale of securities on an exchange or to another person at price $ 8.04 per share. |
28 Sep 2017 |
120,735 |
1,388,876
(3%)
|
0%
|
8.0 |
970,709
|
Common Stock |
Kurt von Emster
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Sep 2017 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (right to buy) |
Robert F.G Booth
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Sep 2017 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (right to buy) |
Caroline M. Loewy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Sep 2017 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Sep 2017 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (right to buy) |
Paul F. Truex
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Sep 2017 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (right to buy) |
Evan A. Stein
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Sep 2017 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Wills
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Sep 2017 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Weiland
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Sep 2017 |
7,500 |
7,500
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Wills
|
None |
Purchase of securities on an exchange or from another person at price $ 6.83 per share. |
01 Aug 2017 |
200 |
25,200
(0%)
|
0%
|
6.8 |
1,366
|
Common Stock |
Robert J. Wills
|
None |
Purchase of securities on an exchange or from another person at price $ 6.84 per share. |
01 Aug 2017 |
300 |
25,500
(0%)
|
0%
|
6.8 |
2,051
|
Common Stock |
Robert J. Wills
|
None |
Purchase of securities on an exchange or from another person at price $ 6.84 per share. |
01 Aug 2017 |
1,000 |
26,500
(0%)
|
0%
|
6.8 |
6,839
|
Common Stock |
Robert J. Wills
|
None |
Purchase of securities on an exchange or from another person at price $ 6.85 per share. |
01 Aug 2017 |
3,500 |
30,000
(0%)
|
0%
|
6.8 |
23,965
|
Common Stock |
Sujal Shah
|
Director, Interim President & CEO |
Purchase of securities on an exchange or from another person at price $ 7.35 per share. |
20 Jul 2017 |
8,033 |
85,000
(0%)
|
0%
|
7.4 |
59,043
|
Common Stock |
Sujal Shah
|
Director, Interim President & CEO |
Purchase of securities on an exchange or from another person at price $ 7.29 per share. |
20 Jul 2017 |
891 |
75,891
(0%)
|
0%
|
7.3 |
6,495
|
Common Stock |
Sujal Shah
|
Director, Interim President & CEO |
Purchase of securities on an exchange or from another person at price $ 7.30 per share. |
20 Jul 2017 |
400 |
76,291
(0%)
|
0%
|
7.3 |
2,920
|
Common Stock |
Sujal Shah
|
Director, Interim President & CEO |
Purchase of securities on an exchange or from another person at price $ 7.31 per share. |
20 Jul 2017 |
576 |
76,867
(0%)
|
0%
|
7.3 |
4,211
|
Common Stock |
Sujal Shah
|
Director, Interim President & CEO |
Purchase of securities on an exchange or from another person at price $ 7.32 per share. |
20 Jul 2017 |
100 |
76,967
(0%)
|
0%
|
7.3 |
732
|
Common Stock |
Charles A. McWherter
|
SVP & Chief Scientific Officer |
Purchase of securities on an exchange or from another person at price $ 7.43 per share. |
20 Jul 2017 |
3,000 |
8,100
(0%)
|
0%
|
7.4 |
22,280
|
Common Stock |
Charles A. McWherter
|
SVP & Chief Scientific Officer |
Purchase of securities on an exchange or from another person at price $ 7.43 per share. |
20 Jul 2017 |
1,700 |
10,000
(0%)
|
0%
|
7.4 |
12,629
|
Common Stock |
Charles A. McWherter
|
SVP & Chief Scientific Officer |
Purchase of securities on an exchange or from another person at price $ 7.43 per share. |
20 Jul 2017 |
200 |
8,300
(0%)
|
0%
|
7.4 |
1,486
|
Common Stock |
Charles A. McWherter
|
SVP & Chief Scientific Officer |
Purchase of securities on an exchange or from another person at price $ 7.42 per share. |
20 Jul 2017 |
100 |
5,100
(0%)
|
0%
|
7.4 |
742
|
Common Stock |
Kurt von Emster
|
None |
Purchase of securities on an exchange or from another person at price $ 6.50 per share. |
19 Jul 2017 |
153,846 |
1,753,846
(6%)
|
0%
|
6.5 |
999,999
|
Common Stock |
Klara A. Dickinson
|
SVP, Regulatory Affairs & QA |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2017 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kurt von Emster
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2017 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert F.G Booth
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2017 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Caroline M. Loewy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2017 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2017 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Paul F. Truex
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2017 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Evan A. Stein
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2017 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Wills
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2017 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Weiland
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2017 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Daniel Menold
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 May 2017 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (right to buy) |
Sujal Shah
|
Interim CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2017 |
90,000 |
90,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Apr 2017 |
27,000 |
27,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert F.G Booth
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
Caroline M. Loewy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
Pol F. Boudes
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul F. Truex
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
Harold E. Van Wart
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
200,000 |
200,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
Sr. Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert L. Martin
|
Sr. Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Patrick J. O’Mara
|
SVP, Business Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Evan A. Stein
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kirk Rosemark
|
V.P. Regulatory & Quality |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Weiland
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jan 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
Harold E. Van Wart
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2017 |
50,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2017 |
25,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
Sr. Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2017 |
23,000 |
46,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert L. Martin
|
Sr. Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2017 |
21,000 |
42,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Patrick J. O’Mara
|
VP, Business Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2017 |
12,500 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kirk Rosemark
|
V.P. Regulatory & Quality |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2017 |
11,000 |
22,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Pol F. Boudes
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Dec 2016 |
21,000 |
21,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harold E. Van Wart
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Dec 2016 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Dec 2016 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
Sr. Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Dec 2016 |
23,000 |
23,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert L. Martin
|
Sr. Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Dec 2016 |
21,000 |
21,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Patrick J. O’Mara
|
VP, Business Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Dec 2016 |
12,500 |
12,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kirk Rosemark
|
V.P. Regulatory & Quality |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Dec 2016 |
11,000 |
11,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
06 Sep 2016 |
25,000 |
25,000
|
-
|
|
-
|
Common Stock |
Carl S. Goldfischer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2016 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kurt von Emster
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2016 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Wills
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Jun 2016 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Paul F. Truex
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Apr 2016 |
18,000 |
18,000
|
-
|
|
-
|
Stock Option (right to buy) |
Evan A. Stein
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Apr 2016 |
18,000 |
18,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert J. Weiland
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Apr 2016 |
18,000 |
18,000
|
-
|
|
-
|
Stock Option (right to buy) |
Charles A. McWherter
|
Sr. Vice President |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Apr 2016 |
3,000 |
5,000
|
-
|
|
-
|
Common Stock |
Patrick J. O’Mara
|
VP, Business Development |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Apr 2016 |
5,000 |
5,022
|
-
|
|
-
|
Common Stock |
Sujal Shah
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Apr 2016 |
33,000 |
75,000
|
-
|
|
-
|
Common Stock |
Sujal Shah
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 Apr 2016 |
22,000 |
42,000
|
-
|
|
-
|
Common Stock |
Pol F. Boudes
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2016 |
54,000 |
54,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harold E. Van Wart
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2016 |
157,500 |
157,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sujal Shah
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2016 |
54,000 |
54,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Charles A. McWherter
|
Sr. Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2016 |
54,000 |
54,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert L. Martin
|
Sr. Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2016 |
54,000 |
54,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Patrick J. O’Mara
|
VP, Business Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2016 |
27,000 |
27,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kirk Rosemark
|
V.P. Regulatory & Quality |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jan 2016 |
18,419 |
18,419
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert J. Wills
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Oct 2015 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Sep 2015 |
905 |
1,959
|
-
|
|
-
|
Common Stock |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Sep 2015 |
13,844 |
29,980
|
-
|
|
-
|
Common Stock |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Sep 2015 |
15 |
13
|
-
|
|
-
|
Common Stock |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Sep 2015 |
1,011 |
948
|
-
|
|
-
|
Common Stock |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Sep 2015 |
13 |
0
|
-
|
|
-
|
Common Stock |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Sep 2015 |
13 |
28
|
-
|
|
-
|
Common Stock |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Sep 2015 |
948 |
0
|
-
|
|
-
|
Common Stock |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Sep 2015 |
14,506 |
0
|
-
|
|
-
|
Common Stock |
Carl S. Goldfischer
|
None |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
09 Sep 2015 |
15,474 |
14,506
|
-
|
|
-
|
Common Stock |
Kurt von Emster
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Aug 2015 |
31,359 |
31,359
|
-
|
|
-
|
Common Stock |
Kurt von Emster
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Aug 2015 |
58,641 |
90,000
|
-
|
|
-
|
Common stock |
Kurt von Emster
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Jul 2015 |
1,600,000 |
1,600,000
|
-
|
|
-
|
Common Stock |
Louis G. Lange
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kurt von Emster
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Hari Kumar
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kirk Rosemark
|
V.P. Regulatory & Quality |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jun 2015 |
37,500 |
37,500
|
-
|
|
-
|
Stock Option (right to buy) |
Harold E. Van Wart
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 May 2015 |
100 |
7,858
|
-
|
|
-
|
Common Stock |
Harold E. Van Wart
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 May 2015 |
100 |
7,958
|
-
|
|
-
|
Common Stock |
Harold E. Van Wart
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 May 2015 |
7,300 |
7,758
|
-
|
|
-
|
Common Stock |
Sujal Shah
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 May 2015 |
10,000 |
20,000
|
-
|
|
-
|
Common Stock |
Charles A. McWherter
|
Sr. Vice President |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 May 2015 |
600 |
1,000
|
-
|
|
-
|
Common Stock |
Charles A. McWherter
|
Sr. Vice President |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 May 2015 |
400 |
400
|
-
|
|
-
|
Common Stock |
Charles A. McWherter
|
Sr. Vice President |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 May 2015 |
1,000 |
2,000
|
-
|
|
-
|
Common Stock |
Robert J. Wills
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Apr 2015 |
18,000 |
18,000
|
-
|
|
-
|
Stock Option (right to buy) |
Louis G. Lange
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Carl S. Goldfischer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Edward E. Penhoet
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Kurt von Emster
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Pol F. Boudes
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2015 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (right to buy) |
Harold E. Van Wart
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2015 |
180,000 |
180,000
|
-
|
|
-
|
Stock Option (right to buy) |
Sujal Shah
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2015 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (right to buy) |
Charles A. McWherter
|
Sr. Vice President |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2015 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (right to buy) |
Hari Kumar
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
Sujal Shah
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
16 Sep 2014 |
10,000 |
10,000
|
-
|
|
-
|
Common Stock |
Pol F. Boudes
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2014 |
77,000 |
77,000
|
-
|
|
-
|
Stock Option (right to buy) |
Pol F. Boudes
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Apr 2014 |
26,000 |
26,000
|
-
|
|
-
|
Stock Appreciation Right |